Post by icemandios on Feb 14, 2018 20:31:48 GMT
2/14/18
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
736,078 (1)(2)
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.99% (based on 7,357,150 shares outstanding as of February 14, 2018)
(1)
Includes (i) 518,400 shares of common stock and (ii) 3,900 shares of common stock underlying Series A Convertible Preferred Stock. Excludes (i) 159,283 shares of common stock underlying Series A Convertible Preferred Stock and (ii) 269,608 shares of common stock underlying Series B Convertible Preferred Stock. Each of the forgoing classes of preferred stock contains an ownership limitation such that the holder may not convert any of such securities to the extent that such conversion would result in the holder’s beneficial ownership being in excess of 9.99% of the Issuer’s issued and outstanding common stock together with all shares owned by the holder and its affiliates.
(2)
Includes (i) 74,439 shares common stock held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig (“Roth 401K”), (ii) 494 shares common stock held by GRQ Consultants, Inc. Roth 401K FBO Renee Honig (“Renee 401K”), (iii) 121,361 shares of common stock held by GRQ Consultants, Inc. 401K (“401K”), (iv) 16,000 shares of common stock held by GRQ Consultants, Inc. (“GRQ”) and (v) 1,484 shares of common stock held by Barry & Renee Honig Charitable Foundation, Inc. (“Foundation”). Mr. Honig is the trustee of Roth 401K and 401K and the President of GRQ and Foundation and in such capacities is deemed to hold voting and dispositive power over the securities held by such entities. Mr. Honig’s wife, Renee Honig, is the trustee of Renee 401K. Excludes (i) 81,818 shares of common stock underlying Series F Convertible Preferred Stock held by Roth 401K, (ii) 27,273 shares of common stock underlying Series F Convertible Preferred Stock held by Renee 401K, (iii) 109,091 shares of common stock underlying Series F Convertible Preferred Stock held by 401K, (iv) 81,818 shares of common stock underlying Series F Convertible Preferred Stock held by Foundation, (v) 40,909 shares of common stock underlying outstanding warrants held by Roth 401K, (vi) 13,637 shares of common stock underlying outstanding warrants held by Renee 401K, (vii) 54,546 shares of common stock underlying outstanding warrants held by 401K and (viii) 40,909 shares of common stock underlying outstanding warrants held by Foundation. Each of the Series F Convertible Preferred Stock and outstanding warrants contain an ownership limitation such that the holder may not convert any of such securities to the extent that such conversion would result in the holder’s beneficial ownership being in excess of 4.99% of the Issuer’s issued and outstanding common stock together with all shares owned by the holder and its affiliates.
www.sec.gov/Archives/edgar/data/1076682/000149315218002113/sc13da.htm
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
736,078 (1)(2)
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.99% (based on 7,357,150 shares outstanding as of February 14, 2018)
(1)
Includes (i) 518,400 shares of common stock and (ii) 3,900 shares of common stock underlying Series A Convertible Preferred Stock. Excludes (i) 159,283 shares of common stock underlying Series A Convertible Preferred Stock and (ii) 269,608 shares of common stock underlying Series B Convertible Preferred Stock. Each of the forgoing classes of preferred stock contains an ownership limitation such that the holder may not convert any of such securities to the extent that such conversion would result in the holder’s beneficial ownership being in excess of 9.99% of the Issuer’s issued and outstanding common stock together with all shares owned by the holder and its affiliates.
(2)
Includes (i) 74,439 shares common stock held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig (“Roth 401K”), (ii) 494 shares common stock held by GRQ Consultants, Inc. Roth 401K FBO Renee Honig (“Renee 401K”), (iii) 121,361 shares of common stock held by GRQ Consultants, Inc. 401K (“401K”), (iv) 16,000 shares of common stock held by GRQ Consultants, Inc. (“GRQ”) and (v) 1,484 shares of common stock held by Barry & Renee Honig Charitable Foundation, Inc. (“Foundation”). Mr. Honig is the trustee of Roth 401K and 401K and the President of GRQ and Foundation and in such capacities is deemed to hold voting and dispositive power over the securities held by such entities. Mr. Honig’s wife, Renee Honig, is the trustee of Renee 401K. Excludes (i) 81,818 shares of common stock underlying Series F Convertible Preferred Stock held by Roth 401K, (ii) 27,273 shares of common stock underlying Series F Convertible Preferred Stock held by Renee 401K, (iii) 109,091 shares of common stock underlying Series F Convertible Preferred Stock held by 401K, (iv) 81,818 shares of common stock underlying Series F Convertible Preferred Stock held by Foundation, (v) 40,909 shares of common stock underlying outstanding warrants held by Roth 401K, (vi) 13,637 shares of common stock underlying outstanding warrants held by Renee 401K, (vii) 54,546 shares of common stock underlying outstanding warrants held by 401K and (viii) 40,909 shares of common stock underlying outstanding warrants held by Foundation. Each of the Series F Convertible Preferred Stock and outstanding warrants contain an ownership limitation such that the holder may not convert any of such securities to the extent that such conversion would result in the holder’s beneficial ownership being in excess of 4.99% of the Issuer’s issued and outstanding common stock together with all shares owned by the holder and its affiliates.
www.sec.gov/Archives/edgar/data/1076682/000149315218002113/sc13da.htm